Regular Institutions of Higher Learning refer to educational
establishments set up according to the government
evaluation
and ap proval procedures , enrolling graduates from senior
secondary schools and p roviding higher education
courses and
training for senior p rofessionals. They include full-time universities,
colleges, high profes sional s chools, high
professional vocational
schools and ot hers.
Universities and colleges are mainly providing undergraduat
e cours es; those high profess ional s chools and high p
rofessional
vocational s chools are mainly p roviding p rofessional
trainings; and others refer to educational establishments,
which
are responsible for enrolling students but not covered in the total
number of schools, including: branch schools of
universities and
colleges, and universities and colleges that have been proved and
prepared to construct.
Institutions of Higher Learning for Adults refer to educational
establishments, set up in line with relevant rules
approved
by the government, enrolling staff and workers wit h senior
s econdary s chool or equivalent education, and
providing
higher education courses in many forms of correspondence, spare
time, or full t ime for adults. Professionals thus
trained receive a
qualification equivalent to graduates studying regular cours es at
regular universities, colleges and p rofes
sional colleges. Institutions
of higher learning for adults include schools of high education
for staff and workers, s chools of
high educat ion for peasants,
colleges for management cadres, pedagogical colleges , independent
correspondence colleges,
Radio and TV universities and
other educat ional establishment s. Ot her educational es tablishments
are responsible for
enrolling adult s tudents but not covered
in the number of schools.
Enrollment Rate of Primary School Age Children refers
to the proportion of school age children enrolled at schools
to
the total number of s chool age children bot h in and outs ide
schools (including retarded children, but excluding blind, deaf
and
mute children). The formula is:
Enrollment Rate of Primary School-age Children = (Total
Primary School-age Children at Schools)/(Total Primary School
age
Children Bot h at and Outside Schools) × 100%
Scientific and Technol ogical Activitie s (S&T Activities
) refer to organized act ivities which are closely related with
the creation, development, disseminat ion and ap plication of the
scient ific and technical knowledge in t he fields of natural
sciences,
agricultural science, medical science, engineering and technological
science, humanities and social s ciences
(referred t o as
scientific and technological fields). S&T activities can be classified
in to 3 categories: res earch and
development (R&D) act ivities,
application of R&D results , and related S&T services. This
statist ical definit ion is made by
UNICHIEF for scientific and
technological act ivities to meet the need of carry ing out statistical
work in this field for its
member countries in particular those
developing count ries.
Personnel Engaged in S&T Activities refer to personnel
directly engaged in S&T activities, in the management of S&T
activities, and in providing direct service to S&T activities, who
sp end over 10% of the total working hours in a year in S&T
act
ivit ies. (1) Personnel direct ly engaged in S&T act ivit ies include
researchers , engineers, technicians and other related p
ersonnel
engaged in S&T activities in independent-accounting R&D
instit utions, inst itutions of higher learning, and in
research institutes,
laboratories, technology development centers and central
experiment workshops under enterprises and
institutions. Also
included are people working in S&T research project teams, professional and technical p ersonnel working in
S&T informat ion
archiving institutes, and graduat e students working on the design
of their thesis. (2) Personnel engaged in
the management of S&T
activities and in providing direct service to S&T activities include
senior management people
responsible for S&T activities in indep
endent -account ing R&D inst it ut ions , S&T informat ion
archiving institutes,
institutions of higher learning, and in enterprises
and institutions where S&T activities are undertaken. Also
included are
people responsible for the p lanning, adminis tration,
personnel management, financial management , logis tics sup ply,
equipment maintenance, information and library management that
are related with S&T activities. People providing indirect s
ervices
are excluded, such as security, medical service, drivers,
plumbers, cleaners and those providing catering and related
service.
This indicator reflects the size of personnel engaged in S&T
activities.
Scientists and Engineers refer to persons engaged in S&T
activities who have obtained titles of senior and middle level
professional positions, and thos e without such position but have
complet ed university or higher education. This indicator
reflects
the quality of p ersonnel engaged in S&T activities.
Research and Development (R&D) refers to systematic
and creative activit ies in the field of science and technology
aiming
at increasing the knowledge and using the knowledge for new
ap plication. R&D includes 3 categories of act ivit ies:
bas ic research,
applied research and experiments and development . The
scale and intensity of R&D are widely us ed
internationally to
reflect the strengt h of S&T and the core compet itivenes s of a country in the world.
Basic Research refers to empirical or theoret ical res earch
aiming at obtaining new knowledge on the fundament al
principles
of phenomena of observable facts to reveal the nat ure and
law of movement of object s and to acquire new
discoveries or
new t heories. Basic res earch takes no specific or designated application
as the aim of the research. Results of
basic research are
mainly released or diss eminated in the form of scientific papers
or monograp hs. This indicat or reflects
the original innovat ion
capacity of knowledge.
Applied research refers to creat ive research aiming at obtaining
new knowledge on a specific objective or target. Purpose
of the applied research is to identify the possible use of results
from bas ic research, or to explore new (fundamental)
methods or
new approaches. Results of applied research are expressed in the
form of s cient ific papers , monograp hs,
fundamental models or
invention patents. This indicator reflects the exploration of ways
to ap ply the results of basic
research.
Experiments and Development refer to syst emat ic activities
aiming at us ing the knowledge from bas ic and applied
researches or from practical experience to develop new products,
materials and equipment, to est ablish new production
process,
sys tems and services, or to make subst antial improvement on
the exist ing products, process or services. Results
of experiment
and development activities are embodied in pat ents , exclusive
technology, and monot ype of new products or
equipment. In
social s ciences, experiment and development activities refer to
the process of converting the knowledge from
basic or applied
researches int o feasible programmes (including conduct of demonstrat
ion projects for assessment and
evaluation). There are no
experiment and development activities in the science of humanities.
This indicator reflects the
capability of transferring the results
of S&T into technique and products , which is the materializ
ed measurement of S&T
pushing forward the economic and
social development.
R&D Personnel refer to persons engaged in research, management
and supp orting act ivities of R&D, including persons in
the project teams, persons engaged in the management of S&T
activities of enterprises and sup port ing staff providing direct
service to the res earch projects. This indicator reflects the size of
personnel engaged in R&D activities with independent
intellectual
property.
Full-time Equivalent of R&D Personnel refers to the
sum of the full-time persons and the full-time equivalent of
parttime
persons converted by workload. For instance, if there are 2
full-time persons and 3 part-t ime workers (20%, 30%
and 70%
of working hours respectively on R&D act ivities), the full-time
equivalent is 2+0.2+0.3+0.7=3.2 person-years. This
is an internat
ionally comp arable indicator of input of p ersonnel in S&T
activities.
Profe ssional and Technical Personnel refer to persons
engaged in professional and technical work or in the
management
of professional and technical activities, i.e., people with p rofessional
or technical posit ions who are engaged in
professional and
technical work or in the management of professional and t echnical
act ivities, and people without
professional or technical positions
but are working on professional or technical p osts. They
include professionals and
technicians working in 17 categories of
technical occupations including engineering, agriculture, scientific
researches, medical
service, teaching, economic research and
application, accounting, statistics , translation, libraries, archives,
cultural and
museum s ervice, journalism and publication, lawyers,
notarization service, radio and television broadcasting, handicraft
and
fine arts, sports, performing art, and political workers
in ent erp rises. This indicator reflect s the condition of human
resources in S&T.
Funding for S&T Activities refers to funds obtained from
various sources for S&T activities, including government funds,
self-rais ed funds by enterpris es, self-raised funds by instit utions,
loans from financial institut ions, foreign funds and other
funds . This indicator reflects the efforts made by various social
economic entities in promot ing the development of S&T.
Government Funds refer to funds obtained from government
agencies at all levels to be used for S&T activities, including
fund for scientific undertakings, 3 kinds of fund for S&T activities
, fund for capital const ruction for scient ific researches, s
cience
fund, funds from education expenditures by education departments
for S&T activit ies, and extra-budget fund from
government
agencies for S&T activities.
Se lf-rais ed Funds by Enterprises refers t o self-rais ed
funds by enterprises from their own expendit ure or from other
enterprises and funds received by universities or res earch institutions
from enterprises for scientific research or technical
development
projects. Excluded in this category are funds from government
agencies, financial institutions or from foreign
institutions.
Loans from Financial Institutions refer to loans from
various financial institutions for S&T activities.
Internal Expenditures on S&T activitie s refer t o t he
actual expenditures on S&T activities during the reference year,
including service fees, expenditure on research activities, expenditure
on research management, purchase or const ruction of
fixed
ass ets not included in the inves tment for capital const ruction,
expenditure on capit al construction for scient ific
researches, and
other expenditures on S&T activities. Not included are expenditure
on production act ivit ies, repayment of
loans and trans fer
expenditure. This indicator reflect s the real accomplishment of
input in S&T.
Service Fees refer to direct or indirect payment, in cash or
in kind, made to personnel engaged in S&T activit ies as
remuneration
and other fees. They include, in various forms, salaries,
subsidies, bonus, benefits, retirement pension,
stipend, etc. This
indicator reflects the imp rovement of t reatment t oward S&T
personnel.
Purchase or Construction of Fixed Assets refers to the
fixed assets purchased or constructed using funds other t han
the
investment in capital construction, and the actual exp enditure on
capital construction for scientific researches. In other
words, it is
the sum of the actual expenditure on fixed as sets and the accomplished
investment in capital construction for
scientific researches.
Fixed as sets refer to main materials and equipment, lit eratures
and documents in libraries, materials
for experiments, specimen,
ins truments, furnit ure, buildings and constructions that can be
us ed for a long t ime without
changing t he form and shape of
those articles or constructions. This indictor reflects the input in
improving t he condition of
S&T and the means of scientific research.
New Products refer to new products produced with new
technology and new design, or products that represent noticeable
improvement in terms of structure, material, or production
process so as to imp rove significant ly the character or function
of
the older versions. They include new p roducts certified by
relevant government agencies within the period of certificat ion,
as
well as new products des igned and produced by enterprises
within a year without certificat ion by government agencies. This
indictor reflects t he direct contribution of S&T output to economic
growth.
Patent is an abbreviation for the patent right and refers
to the exclusive right of ownership by the inventors or
designers
for the creation or inventions, given from the patent offices after
due p rocess of assessment and approval in
accordance wit h the
Pat ent Law. Patents are grant ed for invent ions , utility models
and designs . This indicator reflects the
achievements of S&T and
design with indep endent intellectual property.
Inventions refer to the new technical proposals to the products
or methods or their modifications. This is universal core
indicator reflecting the technologies with independent intellectual
property.
Utility Models refer t o t he practical and new t echnical
proposals on the shape and structure of the product or the
combination
of both. This indicator reflects the condition of t echnological
results with certain technical content.
Designs refer to the aesthetics and industrially applicable
new designs for the shape, pattern and color of the product , or
their combinations. This indicator reflects the appearance design
achievements wit h independent intellectual property.
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