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People's Republic of China
SECURITIES AND CAPITAL MARKETS
General
1.
CATALOGUE OF THE ADMINISTRATIVE APPROVAL ITEMS ABOLISHED BY CHINA SECURITIES REGULATORY COMMISSION (27 ITEMS) (SECOND BATCH)
(2003) [
Current
]
2.
CIRCULAR OF CHINA SECURITIES REGULATORY COMMISSION ON ABOLISHING SOME RULES AND REGULATIONS ON SECURITIES AND FUTURES (FIFTH BATCH)
(2005) [
Current
]
3.
LIST OF DEPARTMENTAL RULES ABOLISHED BY THE CHINA SECURITIES REGULATORY COMMISSION (FORTH BATCH)
(2003) [
Current
]
4.
LIST OF DEPARTMENTAL RULES ABROGATED BY CHINA SECURITIES REGULATORY COMMISSION (THIRD BATCH)
(2002) [
Current
]
5.
MEASURES FOR THE STOCK ISSUANCE EXAMINATION AND VERIFICATION COMMITTEE OF THE CHINA SECURITIES REGULATORY COMMISSION (TRIAL)
(2003) [
Current
]
6.
PROVISIONS OF THE SUPREME PEOPLE'S COURT ON THE CHINA SECURITIES REGULATORY COMMISSION APPLICATION FOR FREEZING THE CAPITAL ACCOUNTS AND SECURITIES ACCOUNTS
(2005) [
Current
]
A-SHARE SECURITIES
7.
CIRCULAR OF CHINA SECURITIES DEPOSITORY & CLEARING CORPORATION LIMITED ON THE RELEVANT ISSUES CONCERNING THE OPENING OF A-SHARE SECURITIES ACCOUNT BY FOREIGN STRATEGIC INVESTORS
(2006) [
Current
]
B-SHARE SECURITIES
8.
CIRCULAR OF CHINA SECURITIES REGULATORY COMMISSION ON APPROVING THE LISTING OF UNLISTED FOREIGN CAPITAL SHARES OF CHINA MERCHANTS PROPERTY DEVELOPMENT CO., LTD
(2005) [
Current
]
9.
SUPPLEMENTARY CIRCULAR OF CHINA SECURITIES REGULATORY COMMISSION CONCERNING B-SHARE BUSINESS OF SECURITIES BROKERS
(2001) [
Current
]
10.
SUPPLEMENTARY NOTICE OF THE MINISTRY OF FOREIGN TRADE AND ECONOMIC COOPERATION CONCERNING TRANSFER OF UNLISTED FOREIGN SHARES OF FOREIGN-FUNDED COMPANY LTD. INTO SHARES CIRCULATED IN B-SHARE MARKET
(2002) [
No Longer Current
]
BOND ISSUE
11.
INFORMATION DISCLOSURE RULES FOR THE DIRECTIONAL ISSUANCE OF BONDS BY SECURITIES COMPANIES
(2003) [
Current
]
12.
NOTICE OF SATE PLANNING COMMITTEE & PEOPLE'S BANK OF CHINA ABOUT RESTRICTING FOREIGN BONDS ISSUE
(2000) [
Current
]
DOMESTICALLY LISTED COMPANIES
13.
ADMINISTRATIVE MEASURES FOR THE DISCLOSURE OF INFORMATION OF LISTED COMPANIES (ORDER NO. 40)
(2007) [
Current
]
14.
CIRCULAR OF CHINA SECURITIES REGULATORY COMMISSION AND CHINA BANKING REGULATORY COMMISSION ON REGULATING THE EXTERNAL GUARANTIES PROVIDED BY LISTED COMPANIES
(2006) [
Current
]
15.
DETAILED IMPLEMENTATION RULES FOR THE HANDLING OF THE BUSINESS OF TRANSFER OF NON-CIRCULATION SHARES OF LISTED COMPANIES
(2005) [
Current
]
16.
LISTED COMPANY SHAREHOLDING CHANGES DISCLOSURE ADMINISTRATION MEASURES
(2002) [
No Longer Current
]
17.
LISTED COMPANY TAKEOVER REGULATION
(2002) [
No Longer Current
]
18.
NOTICE OF CHINA SECURITIES REGULATORY COMMISSION ON THE RELEVANT ISSUES CONCERNING THE REGULATION OF ACTS OF TRANSFERRING ACTUAL CONTROLLING RIGHTS OF LISTED COMPANIES
(2004) [
Current
]
19.
NOTICE OF CSRC AND SASAC OF THE STATE COUNCIL ON REGULATING THE FUNDS BETWEEN LISTED COMPANIES AND ASSOCIATED PARTIES AND LISTED COMPANIES' PROVISION OF GUARANTY TO OTHER PARTIES
(2003) [
Current
]
20.
OPERATIVE MEASURES OF SUSPENSION AND TERMINATION OF LISTING SHARES OF LOSS-MAKING LISTED COMPANIES
(2001) [
No Longer Current
]
21.
REGULATION ON THE INSPECTION AND VERIFICATION OF ENVIRONMENTAL PROTECTION OF CORPORATIONS APPLYING FOR LISTING AND LISTED CORPORATIONS APPLYING FOR REFINANCING
(2003) [
Current
]
22.
SUPPLEMENTARY PROVISIONS ON IMPLEMENTING THE "IMPLEMENTATION MEASURES FOR SUSPENDING AND TERMINATING THE LISTING OF LOSS-MAKING LISTED COMPANIES (REVISED) "
(2003) [
Current
]
23.
WORKING GUIDELINES FOR THE RELATION BETWEEN LISTED COMPANIES AND INVESTORS
(2005) [
Current
]
FUTURES
24.
MEASURES OF ADMINISTRATION OF FUTURES EXCHANGES
(2002) [
Current
]
25.
PROVISIONS OF THE SUPREME PEOPLE'S COURT CONCERNING THE TRIAL OF FUTURES DISPUTE CASES
(2003) [
Current
]
26.
REGULATION ON THE ADMINISTRATION OF FUTURES TRADING
(2007) [
Current
]
FUTURES BROKERAGE
27.
CIRCULAR OF CHINA SECURITIES REGULATORY COMMISSION CONCERNING FUTURES BROKERAGE COMPANIES' ACCEPTANCE OF CAPITAL CONTRIBUTION
(2003) [
Current
]
28.
MEASURES OF ADMINISTRATION OF FUTURES BROKERAGE COMPANIES
(2002) [
Current
]
INITIAL PUBLIC OFFERINGS
29.
CIRCULAR OF THE CHINA SECURITIES REGULATORY COMMISSION ON SEVERAL ISSUES CONCERNING THE TRIAL IMPLEMENTATION OF THE PRICE INQUIRY SYSTEM FOR INITIAL PUBLIC OFFERINGS
(2005) [
Current
]
30.
NOTICE OF THE CHINA SECURITIES REGULATORY COMMISSION ON THE RELEVANT WORK OF FURTHER REGULATION OF INITIAL PUBLIC OFFERING
(2003) [
Current
]
SECURITIES
31.
CIRCULAR OF THE STATE ADMINISTRATION FOR INDUSTRY AND COMMERCE ON ASSISTING THE PEOPLE'S COURTS IN FREEZING EQUITY INTEREST
(2002) [
Current
]
32.
NOTICE OF CHINA SECURITIES REGULATORY COMMISSION CONCERNING THE REGISTRATION AND SETTLEMENT SERVICES OF DOMESTIC SECURITIES OF THE QUALIFIED FOREIGN INSTITUTIONAL INVESTORS
(2003) [
Current
]
33.
PROVISIONS ON STRENGTHENING THE PROTECTION OF THE RIGHTS AND INTERESTS OF THE GENERAL PUBLIC SHAREHOLDERS
(2004) [
Current
]
34.
SECURITIES LAW OF THE PEOPLE'S REPUBLIC OF CHINA
(1999) [
Current
]
35.
TEMPORARY MEASURES ON THE MANAGEMENT OF INFORMATION SECURITY ASSURANCE IN THE SECURITIES AND FUTURES INDUSTRIES
(2005) [
Current
]
36.
THE DECISION OF THE STANDING COMMITTEE OF THE NATIONAL PEOPLE'S CONGRESS ABOUT AMENDING THE SECURITIES LAW OF THE PEOPLE'S REPUBLIC OF CHINA
(2004) [
Current
]
SECURITIES ASSOCIATION OF CHINA
37.
MEASURES FOR THE MANAGEMENT OF BONA FIDE INFORMATION OF THE MEMBERS OF THE SECURITIES ASSOCIATION OF CHINA (TRAIL)
(2004) [
Current
]
SECURITIES COMPANIES
38.
ADMINISTRATIVE MEASURES FOR STOCK-PLEDGED LOANS OF SECURITIES COMPANIES
(2004) [
Current
]
39.
CIRCULAR OF CHINA SECURITIES REGULATORY COMMISSION ON SECURITIES COMPANIES' UNDERTAKING OF THE BUSINESS OF COLLECTIVELY ENTRUSTED INVESTMENT MANAGEMENT
(2003) [
Current
]
40.
CIRCULAR OF CHINA SECURITIES REGULATORY COMMISSION ON THE RELEVANT ISSUES REGARDING THE INFORMATION DISCLOSURE BY SECURITIES COMPANIES
(2006) [
Current
]
41.
DECISION OF CHINA SECURITIES REGULATORY COMMISSION ABOUT LIFTING THE RESTRICTIONS ON THE BUSINESSES OF UNITED SECURITIES CO., LTD
(2006) [
Current
]
42.
MEASURES FOR THE ADMINISTRATION OF BONDS OF SECURITIES COMPANIES (TRIAL) (2003)
(2003) [
Current
]
43.
MEASURES FOR THE ADMINISTRATION OF BONDS OF SECURITIES COMPANIES (TRIAL) (2004 REVISION)
(2003) [
Current
]
44.
MEASURES FOR THE ADMINISTRATION OF SENIOR MANAGERS OF SECURITIES COMPANIES
(2004) [
Current
]
45.
OPINIONS OF THE CHINA SECURITIES REGULATORY COMMISSION ABOUT TIGHTENING SEVERAL INTERNAL CONTROL MEASURES FOR THE BUSINESS DEPARTMENTS OF SECURITIES COMPANIES
(2003) [
Current
]
SECURITIES EXCHANGE
46.
MEASURES FOR THE ADMINISTRATION OF SECURITIES EXCHANGES
(2001) [
Current
]
SECURITIES SETTLEMENT FUND
47.
CIRCULAR OF THE SUPREME PEOPLE'S COURT ABOUT RELEVANT ISSUES CONCERNING THE FREEZE AND DEDUCTION OF SECURITIES TRADING SETTLEMENT FUNDS
(2004) [
Current
]
48.
MEASURES FOR THE MANAGEMENT OF THE SECURITIES SETTLEMENT RISK FUND
(2006) [
Current
]
SECURITIZATION
49.
ADMINISTRATIVE MEASURES FOR THE SECURITIZATION OF CREDIT ASSETS
(2005) [
Current
]
50.
ASSET-BACKED SECURITIES INFORMATION DISCLOSURE RULES
(2005) [
Current
]
SHORT-TERM FINANCING BONDS
51.
ANNOUNCEMENT OF THE CHINA GOVERNMENT SECURITIES DEPOSITORY TRUST & CLEARING CO. LTD. ABOUT THE DETAILED RULES ON THE CUSTODY AND SETTLEMENT OF SHORT-TERM FINANCING BONDS
(2005) [
Current
]
52.
MEASURES FOR ADMINISTRATION OF SHORT-TERM FINANCING BONDS OF SECURITIES COMPANIES
(2004) [
Current
]
SPONSOR SYSTEM
53.
MEASURES FOR THE STOCK ISSUANCE AND LISTING SPONSOR SYSTEM (TRIAL)
(2004) [
Current
]
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